Stay up-to-date on recent enforcement actions, alerts, and regulatory news.

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SEC Updates List of Firms Using Inaccurate Information to Solicit Investors

SEC Charges Archegos and its Founder with Massive Market Manipulation Scheme

FCPA News: SEC Charges Stericycle with Bribery Schemes in Latin America

SEC Charges Senior Executive of Brazilian Company with Fraud

SEC Uncovers $194 Million Penny Stock Schemes that Spanned Three Continents

SEC Obtains TRO and Asset Freeze against Alleged Perpetrators of nearly $450 Million Ponzi Scheme

White Paper: New Virginia Law Permits Banks to Provide Virtual Currency Custody Services

SEC Proposes Rules to Enhance Disclosure and Investor Protection Relating to Special Purpose Acquisition Companies, Shell Companies, and Projections

SEC Charges Seven California Residents in Insider Trading Ring

SEC Announces New Leadership in Examinations Division and New York Regional Office

SEC Proposes Amendments to Remove References to Credit Ratings from Regulation M

SEC Proposes Rules to Enhance and Standardize Climate-Related Disclosures for Investors

RegComp Client Alert: SEC Division of Examinations Announces 2022 Examination Priorities

SEC Proposes Rules for the Registration and Regulation of Security-Based Swap Execution Facilities

Fee Rate Advisory #1 for Fiscal Year 2022