Delivering uncompromising quality and exceptional results

We pride ourselves on assisting smaller and mid-sized firms.

Our goal is to be the firm of choice for lower and middle-market clients with respect to their most challenging compliance and accounting issues.

Toward this end, we are not, and do not strive to be, the largest regulatory compliance consulting firm measured by number of offices or consultants, lawyers and professionals.

We work with our clients one-on-one to deliver exceptional results. Whether you need project-based work, or a fully scaled outsourced compliance solution, our professionals can provide you with the expertise you need, when you need it.

Building strong compliance cultures.

In general, regulators believe the most important aspect of compliance at a firm is not simply how elaborate its system may be or how voluminous its written procedures may be. What is most important is the permeation throughout the firm of a "compliance culture."

Let us assist your firm develop a well-thought out, comprehensive system with a long-term strategy. When you work with RegComp professionals, the compliance program is custom-built to your business operations, structure, customer base, size, complexity, product mix, geographic dispersion, and other factors related to the firm.

With our 40+ years of combined experience, we have a proven process, take pride in our long-lasting partnerships, and value those who trust us to help their company flourish.